CAVEATS &
CONCERNS
It
should be noted that there are issues surrounding the generation
and management of Electronic Medical Records, also know as
EMR (or
EHR).
There
are a two primary categories of the
EMR; the
"born digital" record and the scanned/imaged record.
The
"born digital" record, which is information captured in a native
electronic format originally is information that may be entered
into a database, transcribed from an electronic tablet or
notebook PC, or in some other manner captured from its inception
electronically. The information is then transferred to a server
or other host environment, where it is stored electronically.
The
second category are records originally produced in a paper or
other hardcopy form (x-ray film, photographs, etc.) that have
been scanned or imaged and converted to a digital form. These
records are best described as "digital format records", as their
content is not able to be modified or altered (with the
exception of the use of a third party software to make "overlay
notations") as electronic records are. Most medical records
generated preceding the year 2000 are of this category.
The
process involved in conversion of these physical records to
EMR is an
expensive,
time-consuming
process, which must be done to exacting standards to ensure
exact and accurate capture of the content. Because many of these
records involve extensive handwritten content, some of which may
have been generated by any number of healthcare professionals
over the life span of the patient, there exists a high
probability of some of the content being illegible following
conversion. In addition, the material may exist in any number of
formats, sizes, media types and qualities, which further
complicates accurate conversion. Consideration should be given
to developing a procedure to sample and verify images at a high
ratio to determine the accuracy and usability of the scanned
images prior to disposal of the physical records, if they are
disposed of at all.
Further, all electronic repositories of information are subject
to the need for periodic conversion and migration to ensure the
formats they were captured in remain accessible over the life of
the patient, and in some cases beyond, to the expected life of
their heirs. Additionally, those responsible for the management
of the EMR
are responsible to see the hardware, software (applications) and
media used to manage the information remain viable and are not
subject to obsolescence or degradation. This will require
generation of backup copies of the data and protection being
provided to these copies in the event of damage to the primary
repository. It will also require the planned periodic migration
of information to address concerns of media degradation from
use. These are all
costly,
time
consuming
processes that must be planned and budgeted for when making
decisions to convert physical medical records to digital
formats.
Another
major concern is adequate protection of privacy of the
individuals whose records are being managed electronically. This
class of information (in the US) is referred to as Personal
Healthcare Information (PHI) and its management is addressed
under the Healthcare Insurance Portability and Accountability
Act (HIPAA)
as well as many State-specific privacy laws. The
organization/individuals charged with the management of this
information are required to ensure adequate protection is
provided and that access to the information is only by
authorized parties.
Records
and Information Management (RIM) Professionals are concerned
about long-term access to electronic format records the world
round. There are problems with ensuring imaging of is done to
meet standards to ensure legibility and adequate QC is performed
prior to destroying source documents. There are concerns the
format they are captured in remains accessible
over the lifetime of the patient.
Periodic migration needs to be planned to address issues of
media obsolescence and degradation. This is
costly
and time
consuming
when done properly, including bit parity checks to verify
information isn't lost. There is a potential for formats to
become obsolete and a need to convert images to another format,
ensuring that no information is lost.
Storage is becoming less expensive but the size of
EMR is
huge. Take into account notes, charts, test results, x-rays,
other media (sound recordings, data strips, video) much of which
is in proprietary formats belonging to the makers of the
equipment... and patients can live 100 years. Imagine the data
file generated over this timeframe
and the complexity involved in managing it.
There a
myriad of concerns in
HIPAA related to privacy concerns for PHI, and
additional issues in various states related to personal privacy
many of these systems fail to address.
Persistent availability is a MAJOR concern. With paper based
medical records,
proper protection and storage can even address
fire, water damage or
other catastrophic events.
Paper records will endure in readable format as long as properly
filed and maintained.
Work
should be done to capture medical information generated
electronically in systems designed for that purpose, and
measures taken to secure, convert and migrate them to ensure
long-term access. There are potential benefits to random
access simultaneously by a number of individuals in disparate
locations to a repository of images of existing paper-based
records. But these records should not be destroyed until
measures exist to ensure images will be migrated, converted and
properly secured from improper access by unauthorized parties.